STANDARD DATA ELEMENTS FOR RESECTED COLORECTUM

All report forms mentioned in this document are shown in Table 1. If there are two or more tumors, the data elements should be listed for each tumor, starting with the tumor that has the deepest level of invasion. ‘Regional lymph node metastasis,’ ‘Associated findings,’ and ‘Separate lesions’ are noted only in the deepest tumor.

Histopathologic type of invasive carcinoma

Histologic classification of tumors is based on WHO classification (5th edition) [5]. Although most CRCs are “adenocarcinoma, not otherwise specified (NOS),” if there are other histologic variants, it is recommended to mention them separately. This is because some histologic variants may be associated with specific molecular alteration or patient prognosis [5,7]. Representative histologic types of CRC described in WHO classification and AJCC 8th edition are shown in Table 1 [4,5].

Mucinous adenocarcinoma and signet ring cell carcinoma can be diagnosed when extracellular mucins are over 50% of tumor areas and signet ring cells are over 50% of tumor component, respectively. At levels of 50% or less, it is recommended to describe the ratio of mucin or signet ring cells along with histologic type [5]. When patients received preoperative neo-adjuvant therapy, which may produce mucin, it is advisable to describe the diagnosis of the preoperative specimen [8]. Medullary carcinoma is a rare histologic type that requires differentiation from undifferentiated carcinoma and it is diagnosed when cancer cells appear as solid or sheet-like structures and lymphocytic infiltration is prominent with intraepithelial (tumor-infiltrating) lymphocytes and neutrophils [5,7]. Tumor cells of medullary carcinoma usually show abundant eosinophilic cytoplasm, vesicular nuclei, and prominent nucleoli [5]. Another rare histologic type, micropapillary adenocarcinoma, can be diagnosed when small tumor cell clusters are surrounded by empty spaces, resembling lymphatic or small vessel invasion [9-11]. Micropapillary adenocarcinoma has a high risk of lymph node metastasis and is frequently accompanied with poor prognostic factors such as lymphatic and vascular invasion [9-13]. However, CRC with pure micropapillary patterns are extremely rare and most micropapillary lesions coexist with another histologic type [5,14]. The WHO classification suggests that tumors consisting of 5% or more micropapillary component should be diagnosed as micropapillary adenocarcinoma [5]. However, the minimal proportion of micropapillary components required for the diagnosis of micropapillary adenocarcinoma is controversial, and our committee could not reach a consensus. Serrated adenocarcinoma is also a special subtype of CRC that is morphologically similar to serrated polyps and is characterized by neoplastic glands with prominent epithelial serrations, low nucleus-to-cytoplasm ratio, eosinophilic and abundant cytoplasm, and vesicular nuclei [5,15,16]. Although some studies have suggested diagnostic criteria for serrated adenocarcinoma [17], a consensus has not yet been reached. Adenosquamous carcinoma is diagnosed when an area of definite squamous differentiation is present in the tumor. Although the WHO classification suggests a greater than 20% and 25% adenocarcinoma component or squamous cell carcinoma component, respectively, for the diagnosis of adenosquamous carcinoma in esophageal and gastric cancer, respectively, there is no standardized diagnostic criteria for adenosquamous carcinoma in terms of the squamous cell carcinoma component [5]. We recommend diagnosing adenosquamous carcinoma when the squamous cell carcinoma component is clearly seen in “more than occasional small foci” as described in the previous report [1]. Undifferentiated carcinoma is diagnosed when the epithelial tumor lacks morphological, immunohistochemical, and molecular evidence of specific differentiation [5]. Adenoma-like adenocarcinoma, also called villous adenocarcinoma, was first introduced as a histological subtype of CRC in the WHO 5th edition [5]. Adenoma-like adenocarcinoma is composed of villous adenoma-like well differentiated tumors in the invasive portion, showing pushing border and minimal desmoplasia [5]. Whether adenoma-like adenocarcinoma should be classified as a specific subtype of CRC is still controversial and has not been added as a subtype in this report.

Differentiation of tumors is determined by the area ratio of gland or tubule formation by tumor cells [7]. The degree of differentiation of the tumor is applicable to adenocarcinoma, NOS. This is because other histologic types show their own prognosis [7]. Recently, tumor differentiation has been shown to affect the prognosis of patients with mucinous adenocarcinoma [5,18]. However, standardized tumor grading of mucinous adenocarcinoma has not been presented yet. Tumor grading is preferably performed using a two-tiered system with low-grade and high-grade [5]. In the 3-tiered grading system, tumor differentiation is graded as well differentiated (> 95% gland formation), moderately differentiated (50%–95% gland formation), or poorly differentiated (< 50% gland formation). The “well- and moderately differentiated” grades correspond to low-grade, while “poorly differentiated” corresponds to high-grade of the two-tiered grading system [5,19].

Location

The location of the tumor follows the ICD-O classification [6]. The length of the cecum is approximately 6 cm and the length of the sigmoid colon is approximately 40 cm. The rectum begins at 1–2 cm above the dentate line and is 12–15 cm long. The upper third of the rectum is covered by peritoneum on the anterior and lateral sides, the middle third is covered by peritoneum on the anterior side, and the lower third is not covered by peritoneum. In this revision, “overlapping lesion of the colon” was removed from the tumor location section because it is practically not used in most institutions. When tumors are involved in two locations of the colon, the tumor epicenter and more involved area should be considered in the determination of tumor location.

Gross type

Superficial type is not recommended for describing tumor gross morphology, because superficial type could be defined by microscopic examination. Fungating/polypoid type can substitute most gross morphology of the previously established superficial type. Nevertheless, if superficial type is used, it should be applied to tumors that are confined to mucosa or submucosa and with tumor thickness of no more than two-fold thickness of adjacent mucosa. Other criteria for tumor gross types are the same as in the previous version. Fungating/polypoid, ulcerofungating, ulceroinfiltrative, and infiltrative gross types correspond to the Borrmann classification of gastric cancer.

Tumor size

The tumor size is expressed as the product of the longest axis and the length perpendicular to it. The depth of the tumor is measured with a microscope at the thickest point.

Depth of invasion

According to the AJCC 8th edition, “intraepithelial carcinoma” that is confined to the crypt epithelium and lacks invasion beyond the basement membrane is considered synonymous to high-grade dysplasia and is excluded from the pTis category. Intramucosal carcinoma that shows invasion into lamina propria with no penetration through the muscularis mucosae into the submucosa is assigned to pTis considering the negligible risk for metastasis [4]. The histopathologic features of intramucosal carcinoma are defined as follows: (1) infiltration of the stroma by either single or small clusters of tumor cells with basement membrane disruption; (2) a stromal response such as desmoplasia or inflammatory cell infiltrates around the invasion front; (3) definite nuclear anaplasia and severe glandular structural abnormality including marked glandular crowding or excessive branching and budding that endows high suspicion of basement membrane destruction (Fig. 1A, B) [20]. In comparison, high-grade dysplasia is diagnosed when the tumor gland shows (1) nuclear pleomorphism with loss of polarity, (2) architectural complexity of intraluminal cribriforming or necrosis, and (3) back-to-back fusion of multiple glands without lamina propria invasion. Low-grade dysplasia is used when the pseudostratified nucleus is seen without complex architectural change of the glands, regardless of the nuclear ratio to the cell length (Fig. 1C) (refer to ‘Preexisting adenoma’). However, intraepithelial carcinoma of the colorectum had been classified as pTis in the AJCC 7th or earlier editions, while intraepithelial carcinoma of other gastrointestinal tracts except the colorectum is still diagnosed as pTis [4]. Therefore, we recommend minimizing the use of intraepithelial carcinoma or adenocarcinoma in situ in order to reduce confusion and suggest using high-grade dysplasia or intramucosal carcinoma for the diagnosis of mucosal high-grade lesions.

If there is a tumor at the site where the proper muscle has disappeared by ulceration, it is defined as subserosal infiltration of the tumor (pT3). If tumor cells approach the serosal surface by a gap of ≤ 1 mm with a fibroinflammatory reaction, scrupulous examinations using deeper sections and/or additional tissue blocks are needed to uncover serosal surface involvement [4,21]. In colorectal tumors, similar to other gastrointestinal organs, pT4 is subcategorized into pT4a and pT4b. Although pT4a is basically defined as direct involvement of the serosal surface (visceral peritoneum) by tumor invasion, pT4a encompasses the cases in which tumors with perforation display carcinoma cells running through inflammation to the serosal surface and are accompanied by mesothelial proliferation. The pT4a category is not applicable in nonperitonealized portions of the colorectum, including posterior aspects of the ascending and descending colon and lower portion of the rectum. The pT4b category is assigned when the tumor directly invades the adjacent organs or structures. For distal rectal tumors, tumors with involvement of the external sphincter are assigned to pT3, whereas those with the involvement of the levator ani muscle are assigned to pT4b.

The presence of tumor cells within the lymphatic or venous vessels is not considered when determining the depth of invasion. The presence of vascular invasion should be recorded in parentheses separately (e.g., invades proper muscle [involvement of subserosa by lymphatic emboli]). The skip metastasis of multiple lesions in mucosa or submucosa of the adjacent bowel is not classified as distant metastasis. The presence of a peritumoral abscess or acellular mucin pool in cancers with preoperative chemoradiotherapy has been known to be unrelated to patients’ prognosis in CRC, and also is not considered in determining the depth of invasion [22-24].

Endoscopic excision (endoscopic submucosal dissection/polypectomy) or transanal excision

Invasive adenocarcinomas arising in colorectal adenomas have been called “malignant polyps,” in which tumor cells penetrate through the muscularis mucosae into the submucosa. Independent prognostic factors that prompt further surgical treatment of endoscopically resected polyps are as follows: (1) poorly differentiated carcinoma, (2) tumors at or less than 1 mm from the resection margin, and (3) presence of lymphatic and/or venous vessel involvement. Submucosal invasion depth is also an important factor in determining subsequent surgical treatment, since a submucosal invasion depth of ≥ 1,000 μm in malignant polyps of sessile (non-pedunculated) morphology indicates a significantly increased risk for lymph node metastasis [25,26].

In this committee, measurement methods were discussed to reduce measurement error in submucosal invasion depth. Polyps are classified into pedunculated and nonpedunculated polyps. For pedunculated polyps, submucosal invasion is classified as ‘head,’ ‘neck,’ ‘stalk,’ and ‘beyond stalk’ according to the Haggitt classification, in which the neck of the polyp (level 2) is the reference point for measuring stalk invasion (Fig. 2A, B) [27,28]. In nonpedunculated polyps, when the muscularis mucosae is preserved, submucosal invasion depth is measured vertically from the lowest part of the muscularis mucosae. When the muscularis mucosae has been disrupted or has disappeared, the depth of submucosa invasion is measured from the imaginary line that is continuous from the residual muscularis mucosae of the neighboring mucosa (Fig. 2C, D) [29].

Resection margin

The distance from the proximal and distal resection margins is the length from the edge of the carcinoma to the nearest resection margin. In rectal cancer, the circumferential resection margin should be measured in the areas uncovered by peritoneum. After confirming the circumferential resection margin of the resected specimen, mark the margin with ink, and obtain sections including the site where the tumor is most deeply infiltrated. The involvement of carcinoma in the margin is finally assessed by microscopic examination. If the distance between circumferential resection margin and carcinoma (including lymph node, neural invasion, and intravascular tumor emboli) is 0.1 cm or less than 0.1 cm, the resection margin is regarded as positive [3,4]. Circumferential margins of colon cancers other than rectal cancers can be reported when necessary.

Endoscopic excision (endoscopic mucosal resection/submucosal dissection/polypectomy) or transanal excision

This form is applied to the endoscopic resection (polypectomy, mucosal resection, and submucosal dissection) and trans-anal resection. The deep and horizontal margins are examined microscopically. Margin involvement by adenoma is reported in the horizontal margin. When it is impossible to evaluate the resection margins, such as in specimen fragmentation, it shall be marked as ‘not applicable.’

Regional lymph node metastasis

Diagnosis of regional lymph node metastasis is made according to the AJCC 8th edition [4]. Although it is recommended to examine 12 or more lymph nodes for determination of accurate prognosis, pN0 can be used if fewer lymph nodes are available, but no lymph node metastasis is observed. Preoperative chemotherapy and radiotherapy can cause fewer lymph nodes to be harvested. Metastasis to lymph nodes other than regional lymph nodes should be diagnosed as distant metastasis and should not be included in lymph node metastasis numbers.

If the size of the metastatic tumor is less than 2 mm and more than 0.2 mm, it is classified as micrometastasis. If it is less than 0.2 mm, it is classified as isolated tumor cell [4]. A lymph node with micrometastasis is counted as a metastatic lymph node. Although isolated tumor cells are known to be associated with poor prognosis in some stages, pN0 is recommended in AJCC [4]. However, this is controversial and difficult to apply in routine pathologic diagnosis. Thus, we recommend that isolated tumor cells found on hematoxylin and eosin (H&E) slides are considered to be lymph node metastasis and included in the metastatic lymph node numbers, as in the first edition of this report [1].

Tumor deposits are tumor nodules observed separately from the primary tumor in the subserosa, mesentery, and perirectal tissues, regardless of size, shape, and border. Lymph node, vessel, and neural invasions are excluded from tumor deposits [4]. If a blood vessel or nerve structure is observed within the tumor nodule, it should be regarded as a blood vessel invasion or a neural invasion. Elastic stain or immunohistochemical stain (IHC), such as smooth muscle actin, may be helpful in differentiating tumor deposits. pN1c is used when there is no lymph node metastasis, regardless of the invasion depth of the primary tumor, and when there is a tumor deposit. If there are metastatic lymph nodes, tumor deposits are not included in the number of positive lymph nodes. Care should be taken if the patient received preoperative therapy, because regressed residual tumor in subserosa or perirectal soft tissue can be seen as a tumor deposit.

Lymphatic (small vessel) invasion and venous invasion

Identification of lymphatic invasion by the tumor has been recognized as a predictor of lymph node metastasis [26], and identification of venous invasion is a well-known independent prognostic indicator [30]. IHC for D2-40 may be performed additionally to identify endothelial cells because it can be difficult to differentiate the lymphatic vessel from retraction artifacts on H&E sections (Fig. 3A). It is commonly difficult to distinguish lymphatic vessels from blood vessels on H&E sections. Thus, it is considered as lymphatic (small vessel) invasion when the tumor cells involve small vessels, such as lymphatics, capillaries, and postcapillary venules (Fig. 3B), whereas venous invasion is when the tumor cells involve large vessels with an identifiable smooth muscle layer or elastic lamina (Fig. 3C) [31]. This should be considered lymphatic (small vessel) invasion if the size of the involved vessel corresponds to that of small vessel, even though there are red blood cells in the involved vessel. Additionally, special stains for elastic fiber or IHCs for CD31, D2-40, and smooth muscle actin can be used if necessary. It is recommended extramural venous invasion be reported separately from the intramural venous invasion, because the former is an adverse prognostic factor and an independent risk factor for liver metastasis [30].

Perineural invasion

Perineural invasion has been known as an independent predictor of poor prognosis in CRC [32]. Perineural invasion is an essential element of the pathologic report for CRC and it can be assessed on routine H&E sections. Although there is no clear definition of perineural invasion, it is considered as perineural invasion when the tumor cells invade any of the three layers of nerve sheath, around the nerve, as well as into the nerve [33].

Pre-existing adenoma

Two major categories of CRC precursor lesions include conventional adenomas and serrated lesions [34]. According to the latest WHO classification of tumors of the digestive system, conventional adenomas are morphologically classified into tubular (villous component < 25%), tubulovillous (villous component 25%–75%), or villous (villous component > 75%) adenomas based on the proportion of tubular and villous architectures in an adenoma [5]. By definition, all conventional adenomas show dysplastic epithelium, and dysplasia in conventional adenomas can be graded as low-grade or high-grade [5]. High-grade dysplasia is characterized by architectural complexities (e.g., intraluminal cribriforming or necrosis, or back-to-back fusion of multiple glands), nuclear pleomorphisms, loss of nuclear polarity, and increased nuclear-to-cytoplasmic ratio (Fig. 4A). Features of low-grade dysplasia include non-complex architecture, pseudostratified/elongated nuclei with hyperchromasia, and preserved cellular polarization (Fig. 4B). The most important part of the distinction between high-grade and low-grade dysplasia is a complex glandular structure formation of tumor glands without invasion of lamina propria. Dysplastic glands only showing cytologic atypia without complex structural change are not diagnosed as high-grade dysplasia. In the previous edition, we recommended the diagnosis of high-grade dysplasia when there are three contiguous dysplastic gland structures showing high-grade features, which include cytologic atypia. According to the previous edition, there was a tendency to diagnose high-grade dysplasia with only focal cytologic atypia, but tumors with glandular structural abnormalities were sometimes missed as low-grade dysplasia. So, in this edition, complex structural abnormality is described as an essential part of the diagnosis of high-grade dysplasia. When high-grade and low-grade dysplasia components are mixed in a conventional adenoma, the adenoma should be diagnosed as high-grade dysplasia [1].

Serrated lesions include hyperplastic polyps (HPs), sessile serrated lesions (SSLs, formerly called sessile serrated adenoma/polyp), and traditional serrated adenomas (TSAs), according to the latest WHO classification [5]. However, the classification and diagnostic criteria of serrated lesions have continuously changed [35,36]. Based on a comprehensive review of the latest WHO classification (2019) [5], expert panel recommendations from the US (2012) [35], and UK guidance (2015) [36], we recommend the use of three diagnostic terms for serrated lesions as pre-existing adenomas in CRC: SSL, SSL with dysplasia (SSLD), and TSA. Because HP is regarded as a benign, non-precancerous lesion, it is excluded from serrated lesions as a pre-existing adenoma of CRC.

All SSLs are regarded as premalignant lesions, and morphologic dysplasia in SSLs can be present or absent. In comparison to SSL without dysplasia, SSLD is regarded to have a higher risk of progression into carcinoma. SSL is morphologically characterized by crypt luminal serrations extending to the crypt base, horizontal growth of the crypt, and asymmetrical proliferation with typical dilated/branching bases of crypts (Fig 4C). The diagnosis of SSL can be made when there is at least one typical architecturally distorted crypt [5,35]. Morphologic changes in SSLD can be diverse, and multiple morphologic patterns can be seen in a single lesion. Structural changes in SSLD include villous change, elongation of crypts, crowding of crypts, cribriform formation, and excessive decrease of luminal serration. Cytologically, dysplastic cells can show conventional adenoma-like dysplasia (so-called intestinal dysplasia) or round atypical nuclei with prominent nucleoli (serrated dysplasia) [5]. Loss of MLH1 expression is frequently found in SSLD and MLH1 immunohistochemical staining may help to define dysplasia [37]. However, the grading system for SSLD has not been suggested yet. Therefore, we simply recommend the presence or absence of dysplasia, regardless of dysplasia subtype or grade, for the description of SSL as a pre-existing adenoma of CRC.

All TSAs are regarded as precancerous dysplastic lesions, although classification or grading systems for dysplasia in TSAs have not been established. Thus, we recommend the term TSA without any description of dysplasia as a pre-existing adenoma of CRC. TSA is morphologically characterized by broad-topped, sharplyinvaginated luminal serration, tall columnar cells with abundant eosinophilic cytoplasm, pencillate nuclei, and ectopic crypt formation (Fig. 4D). TSAs can frequently be found as mixed lesions accompanying other serrated lesions or conventional adenomas [37,38].

In the case of a premalignant lesion consisting of two or more different histologic types of conventional adenomas and/or serrated lesions, the lesion can be referred to as a mixed adenoma.

Associated findings

Tumor perforation is associated with a poor outcome in CRC [39]. It is known that perforation of the uninvolved colon proximal to an obstructing tumor can cause peritonitis or sepsis, and is associated with poor prognosis. Distant metastasis is now divided into metastasis to one site or organ (pM1a), or metastasis to two or more sites or organs (pM1b), in the absence of peritoneal surface metastasis according to the AJCC 8th edition. Peritoneal surface metastasis is classified as pM1c [4].

Separate lesions

When there are lesions other than colorectal cancer, such as separate adenomas, polyps, gastrointestinal stromal tumors, or inflammatory bowel disease, they can be denoted in this section.

CONDITIONAL DATA ELEMENTS FOR RESECTED COLORECTUM

Tumor budding

Tumor budding is a well-known independent adverse prognostic factor of CRC [40]. Tumor budding components in the pathologic report can be potentially helpful in the decision-making process for the management of patients with CRC. First, in patients presenting with endoscopically resected submucosal invasive CRC, the presence of tumor budding is positively correlated with increased risk of lymph node metastases [26,41,42]. Therefore, patients with tumor budding can be potential surgical candidates. Second, stage II CRC patients with high-grade tumor budding show worse disease-free survival than those with no or low-grade tumor budding. Therefore, high-grade tumor budding may be useful for screening patients who need adjuvant therapy [43]. Finally, the presence of tumor budding in pre-operative biopsies can aid in the selection of high-risk rectal cancer patients for neoadjuvant therapy [44,45]. As mentioned above, in endoscopically resected pT1 CRC patients and stage II CRC patients, it is recommended to include tumor budding in the pathologic report.

The International Tumor Budding Consensus Conference (ITBCC) held in 2016 has recommended the following criteria for evaluation of tumor budding [46]. (1) Tumor budding is defined as a single tumor cell or a cell cluster containing ≤ 4 tumor cells. (2) Tumor budding should be assessed in the hotspot at the invasive tumor front (in a field measuring 0.785 mm², which corresponds to a 20 × objective lens with an eyepiece having a field number that is 20 mm in diameter) chosen after a review of the available slides. (3) Tumor budding can be assessed on H&E slides. IHC for keratin can be helpful in evaluation of obscure cases showing a peritumoral inflammatory infiltrate on H&E-stained slides, which is difficult to distinguish from reactive stromal cells. In such cases, IHC enables better visualization of tumor budding and superior reproducibility and inter-observer agreement [47]. However, keratin also stains apoptotic bodies and cellular debris, which should not be misinterpreted as tumor budding [46,48].

We also recommend a 3-tier grading system for reporting of tumor budding. However, this grading system is not an absolute standard. Measuring and reporting the number of tumor buddings could be more beneficial to avoid any loss of information that may occur when applying a cut-off value in borderline cases. In rare histopathological subtypes, such as mucinous, signet-ring cells, micropapillary, and medullary carcinomas, the evaluation of tumor budding should be performed with caution [46]. Therefore, when tumor budding cannot be accurately assessed, it is recommended that the findings be reported as “cannot be assessed” with an explanatory note added to the report.

Tumor border configuration

Regarding tumor border configuration, there is currently no recommendation in the AJCC 8th edition, nor in the CAP protocol for CRC, and only a brief mention in the WHO classification [3-5]. Although the assessment of tumor border configuration can be easily carried out using H&E slides, inter-observer reproducibility is lacking due to ambiguous definitions [49]. For these reasons, the tumor border configuration was excluded from this standardization report.

Completeness of total mesorectal excision

Total mesorectal excision is a surgical technique that dissects within the areolar plane outside the visceral mesorectal fascia to remove rectum [50]. A large number of non-randomized studies have shown that if total mesorectal excision is appropriately performed, then adequate resection margin is secured, and local recurrence rate is reduced. The surface of the fresh rectal specimen is examined circumferentially, and the completeness of the mesorectal excision is scored according to the worst area, as below [3,4,7].

- Complete: Mesorectum is totally resected. The surface of the specimen is smooth and there is no coning towards the distal margin (there is no surface defect greater than 0.5 cm in depth).

- Nearly complete: There is irregularity of the mesorectal surface. The surface defect is greater than 0.5 cm, but proper muscle layer is not exposed (except for levator ani muscles).

- Incomplete: Severe mesorectal defects down to the muscularis propria. Muscularis propria is exposed.

Preoperative chemoradiotherapy

Preoperative chemoradiotherapy (CRT) followed by curative resection with TME has been established as a standard treatment for patients with locally advanced rectal cancer [51,52]. Tumor regression after preoperative CRT has an important role that can improve patient outcomes and the potential for achieving no residual tumor status [53-55]. Many studies have been performed to perceive a practical and applicable tumor regression grading (TRG) system [4,53-59]. The tumor regression after CRT was assessed only in the primary tumor and the nodal status was not included in the assessment of the TRG system [4]. The TRG system recommended in the previous edition of the “standardized pathology report for colorectal cancer” used a descriptive 5-tier system and can be easily translated into the Mandard and Dworak TRG scoring system [1]. However, even with a descriptive TRG system there is an inter-observer variation between pathologists, and this descriptive TRG system is not widely used and is often confused with other existing TRG systems. To overcome this, we suggest a new TRG system, which can be widely used in the pathologic practice, based on the AJCC 8th edition and CAP cancer protocol (Fig. 5) [3,4].

The number of blocks taken is dependent on the size of the residual tumor. If the tumor is grossly visible, a minimum of 4 paraffin blocks should be taken from the tumor, including samples from its closest point to the nearest margin. However, if the tumor is ill-defined and impossible to distinguish from fibrous stromal tissue or the tumor bed size is less than 2.0 cm, the entire embedding of the macroscopically identifiable tumor bed or entire scar area is recommended, orientated from proximal to distal in 0.4-cm levels. Careful examination of the residual tumor cells is essential and is mandatory for assessment of complete response after CRT in CRC patients. Histologically, the tumor bed is characterized by abundant fibrotic stroma with a moderate number of mononuclear inflammatory cells or foamy macrophages. In these areas, there may be edema or mucinous or myxoid changes of the stroma or even areas of necrosis. The presence of mucin lakes without viable tumor cells (acellular mucin) should be defined as a pathologically complete response. If it is difficult to differentiate between giant cells or fibroblast and tumor cells, it may be helpful to perform serial H&E sections, mucin staining, or cytokeratin IHC in TRG grading.

EGFR immunohistochemistry

Expression of epidermal growth factor receptor (EGFR) by IHC has been reported in 25% to 90% of patients with CRC [60-64]. In almost all of the initial studies regarding the efficacy of targeted therapies with cetuximab or panitumumab in CRC patients, evidence of EGFR expression by IHC was essential for the application of therapeutic agents [65]. However, subsequent studies have shown no correlation between the degree of EGFR expression and the therapeutic responses to these drugs [66-68]. Thus, immunohistochemical expression of EGFR is not considered a predictor of response to EGFR-targeted drugs, and a number of recent studies do not include EGFR expression in selection criteria for anti-EGFR targeted therapy. However, in Korea, EGFR IHC has been routinely performed on CRC tissues of patients with stage IV CRC who are candidates for EGFR-targeted therapy according to the reimbursement criteria proposed by the Health Insurance Review and Evaluation Center, which mandates patient selection based on EGFR testing prior to application of EGFR-targeted therapy. In conclusion, whether immunohistochemical expression of EGFR accurately predicts the patients who would benefit from EGFR-targeted drugs has not been demonstrated until now.

DNA mismatch repair immunohistochemistry

IHC for the detection of DNA mismatch repair (MMR) proteins in CRC samples is a simple and useful tool to determine MMR deficiency, which is caused by germline mutation in one of the MMR genes (MLH1, MSH2, MSH6, or PMS2) or promoter CpG island hypermethylation of the MLH1 gene [69-71]. MMR deficiency results in a high level of microsatellite instability (MSI-H) that is characterized by genome-wide length alterations of DNA microsatellite repeat sequences [72]. Because MLH1 dimerizes with PMS2 in order to conduct DNA MMR function, when a mutation or promoter hypermethylation in MLH1 occurs in CRC, IHC expression of both MLH1 and PMS2 is negative in the tumor [69,70]. Similarly, as MSH2 dimerizes with MSH6, MSH2-mutated CRCs show negativity for both MSH2 and MSH6 [69,70]. However, when mutations in PMS2 or MSH6 occur, expression of only PMS2 or MSH6, respectively, is lost, with the expression of MLH1 and MSH2 remaining intact [69,70].

Nuclear staining should be observed for the IHC detection of MMR positivity. MMR deficiency is determined when the nuclear expression of at least one of the MMR proteins is not observed in tumor cells (Fig. 6).

MMR IHC is a well-established histopathological screening tool for Lynch syndrome or sporadic MSI-H molecular subtype in CRCs [69-71]. Previous data and meta-analyses have shown that MMR deficiency (or MSI-H) in CRCs is significantly associated with both a better prognosis as well as resistance to 5-fluorouracil-based adjuvant chemotherapy [72-74]. Moreover, recent evidence has indicated that MMR deficiency (or MSI-H) is a significant predictor of a positive response to immunotherapy using immune checkpoint blockade in solid tumors [75,76]. Therefore, the pathologic reporting of MMR or microsatellite instability (MSI) status is strongly recommended for all surgically resected CRC cases.

Immunoscore

Tumor-infiltrating lymphocytes (TILs) in tumor tissue has emerged as a strong prognostic factor in CRC. Many previous studies have consistently shown that TIL count is a strong prognostic factor with a high TIL count being significantly associated with a better prognosis in CRC [77]. Several investigations have reported that TIL count can be a strong predictor of patient prognosis in CRC regardless of both TNM staging and MSI [78,79]. The anti-tumor functions of TILs are conducted mainly by cytotoxic T cells. Thus, IHC for CD3⁺ and CD8⁺ T cells has been used as one of the major methods for the evaluation of TILs in CRC [78,80].

Based on the accumulating data, a TIL-based methodology named “immunoscore” has been under development and validation since 2012 by an international consortium led by Dr. Jerome Galon (http://www.immunoscore.org) [80,81]. The steps for determining the immunoscore of a CRC are as follows: (1) selection of a representative tumor section, (2) IHC for CD3 and CD8 on the tumor section, (3) evaluation of CD3⁺ and CD8⁺ cell densities at two tumor areas–invasive margin (IM) and tumor center (TC), (4) dichotomous categorization (high vs. low) of each of the four CD3/CD8 variables (CD3⁺ IM, CD3⁺ TC, CD8⁺ IM, and CD8⁺ TC), (5) determination of the final immunoscore based on the four CD3/CD8 variables (e.g., no “high” variable indicates I0; one “high” variable indicates I1; two “high” variables indicate I2; three “high” variables indicate I3; four “high” variables indicate I4).

Although there is strong evidence for the prognostic significance of the immunoscore in CRC, there is still a lack of global consensus regarding the application of immunoscore in terms of indication, evaluation, and classification. One of the critical limitations of the current immunoscoring system is the absence of a standard cut-off value for the high versus low categorization of CD3⁺ or CD8⁺ cell density. It is expected that a consensus established from digitalized image-based, automated analyses will aid the establishment of a standardized immunoscoring system.

Microsatellite instability

MSI is a condition of genome-wide alterations in the number of repeat nucleotide(s) caused by a defective mismatch repair (dMMR) system in the context of germline mutations in mismatch repair genes, including MLH1, MSH2, MSH6, and PMS2, or MLH1 promoter hypermethylation [72]. MSI testing is recommended for all CRC patients for the screening of Lynch syndrome in NCCN guidelines and guidelines from the American Society for Clinical Pathology (ASCP)/College of American Pathologists (CAP)/Association for Molecular Pathology (AMP)/American Society of Clinical Oncology (ASCO) [82]. Moreover, MSI-H is associated with better prognosis but poor therapeutic response to 5-fluorouracil-based cytotoxic chemotherapy [83,84]. Recently, MSI-H is considered as a predictive marker for PD-1 inhibitor-based cancer immunotherapy [75,85].

The gold standard method to evaluate MSI is the capillary gel electrophoresis, which compares the length in polymerase chain reaction (PCR) products of mono- or di-nucleotide repeats between cancer tissue and normal tissue. The Bethesda panel is composed of two mononucleotide repeat markers (BAT-25 and BAT-26) and three dinucleotide repeat markers (D5S346, D2S123, and D17S250), while the quasimonomorphic mononucleotides panel is composed of five mononucleotide repeat markers (NR-21, NR-24, NR-27 [or Mono-27], BAT-25, and BAT-26) [86,87]. Real-time PCR can be an alternative method for MSI evaluation in quasimonomorphic mononucleotides panel. Cancers classified as MSI-H should undergo immunohistochemistry of mismatch repair genes to screen for Lynch syndrome. If the BRAF V600E mutation is detected in MSI-H CRCs with MLH1 loss, Lynch syndrome can be ruled out [88]. Because MSI corresponds to dMMR, immunohistochemistry of four mismatch repair proteins (MLH1, MSH2, MSH6, and PMS2) could be acceptable for an alternative method to capillary gel electrophoresis. The results of the MSI testing using the Bethesda panel are reported as MSI-H, MSI-low, and MSI-stable (MSS) if the tumor show instability in at least two, only one, and none of the 5 markers, respectively [87]. In determination of MSI using the quasimonomorphic mononucleotide panel, there is a controversy regarding the cut-off of MSI-H (≥ 3/5 or ≥ 2/5) [89,90].

KRAS and NRAS mutation analysis

The extended RAS mutation test is a molecular test for the detection of mutations in exons 2 to 4 of KRAS and NRAS genes [82,91]. It is widely known that EGFR blockers improve survival in patients with metastatic CRCs. However, mutations of exons 2 to 4 of KRAS and NRAS genes are associated with resistance to EGFR blockers. Thus, European Society for Medical Oncology (ESMO) guidelines for metastatic CRCs, NCCN guidelines, and ASCP/CAP/AMP/ASCO guidelines recommend extended RAS mutation tests in patients with metastatic CRCs [82,91-93]. Besides, a point mutation of KRAS exon 2 is associated with poor prognosis in CRCs [94-98]. Sanger sequencing, pyrosequencing, and real-time PCR-based methods can be used for extended RAS mutation testing. Next generation sequencing (NGS) panels for solid tumors should include KRAS and NRAS tests in South Korea. The presence or absence of nucleotide and amino acid changes in KRAS and NRAS exons 2–4 should be reported with appropriate nomenclature.

BRAF mutation analysis

BRAF V600E mutations are observed in approximately twothirds of MSI-H CRCs caused by MLH1 promoter hypermethylation, however, it never occurs in Lynch syndrome [99]. Thus, if the MSI-H CRCs harbor the BRAF V600E mutation, we can exclude Lynch syndrome. Genetic tests for germline mutation of mismatch repair genes are not indicated in MSI-high CRCs with the BRAF V600E mutation [88].

Of the molecular subtypes generated by MSI and BRAF/KRAS mutations, MSS CRCs with BRAF V600E mutations were associated with the worst prognosis. However, the association between BRAF V600E mutations and worse prognosis is weakened by the presence of MSI-H, because MSI-H CRCs with BRAF V600E mutations showed no difference in survival compared with MSS CRCs with wild-type KRAS/BRAF [95-98]. Hence, MSI tests and BRAF mutation tests should be performed in CRC patients. Two retrospective studies showed that the BRAF V600E mutation is associated with shorter relapse-free survival and overall survival in metastatic CRC patients that underwent liver resection [98,100].

Some studies reported that the BRAF V600E mutation is associated with poor therapeutic response to EGFR blockers. However, it is still controversial whether the BRAF V600E mutation is an independent predictive marker for EGFR blockers [101,102]. 2017 National Comprehensive Cancer Network (NCCN) guidelines recommend BRAF V600E mutation testing for metastatic CRC patients; however, ASCP/CAP/AMP/ASCO and ESMO guidelines for metastatic CRCs do not recommend BRAF V600E mutation testing for metastatic CRC [82,91].

Sanger sequencing, pyrosequencing, and real-time PCR-based methods can be used for BRAF mutation testing. NGS panels for solid tumors should include BRAF tests in South Korea. The presence or absence of nucleotide and amino acid changes in BRAF exon 15 should be reported. Appropriate nomenclature should be used.

Supplementary Materials

Fig. 1.

Histologic features of intramucosal carcinoma. (A) The intramucosal carcinoma shows irregular invasive glands accompanied by desmoplasia. (B) The glands show excessive budding and luminal serration, which is highly suspicious for disruption of the basement membrane. (C) The elongated nuclei are seen in low-grade dysplasia, regardless of the ratio to the cell length.

Fig. 2.

Measuring depth of invasion in tumors with submucosal invasion. (A) Haggitt level of invasion is composed of head, neck, stalk, and beyond stalk in pedunculated tumors. (B) The depth of invasion should be measured from the neck of the polyp (Haggitt level 2). (C) In cases with disrupted muscularis mucosae, the depth of submucosa invasion is measured from a continuous line of the residual muscularis mucosae. (D) To highlight indistinct muscularis mucosae, immunohistochemistry for desmin may be performed.

Fig. 3.

Histologic features of lymphatic invasion and venous invasion. (A) Tumor clusters with retraction artifacts can be misinterpreted as lymphatic invasion (H&E stain and D2-40 immunohistochemical stain). (B) Tumor invasion of small vessels is considered as lymphatic invasion (H&E stain and D2-40 immunohistochemical stain). (C) Tumors involving vessels with identifiable smooth muscle layer or elastic lamina are considered as venous invasion.

Fig. 4.

Histologic features of premalignant lesions of the colorectum. (A) Tubular adenoma with high-grade dysplasia. Note the architectural complexity including cribriform pattern or back-to-back fusion of dysplastic glands. (B) Tubulovillous adenoma with low-grade dysplasia. Note the retained cellular polarity with pseudostratified, elongated nuclei. (C) Sessile serrated adenoma without dysplasia. Note the dilated base of crypts. (D) Traditional serrated adenoma. Note the deep-invaginated pattern of crypt serration with hypereosinophilic cytoplasm and pencillated nuclei.

Fig. 5.

Recommended tumor regression grading system. (A) Grade 0, complete response. No residual tumor cells are identified. (B) Grade 1, near complete response. The tumor bed contained abundant fibrosis with only a few or scattered tumor cells. (C) Grade 2, partial response. Residual tumor glands are easily identified in tumor bed. (D) Grade 3, poor or no response. The tumor cells do not demonstrate any response to chemoradiotherapy because abundant residual adenocarcinoma is present.

Fig. 6.

A representative case of colorectal cancer with MMR deficiency (MLH1 deficiency). (A) MLH1 immunohistochemical staining showed negativity of nuclear expression in tumor cells. Note the retained nuclear expression in adjacent inflammatory cells. (B) MSH2 immunohistochemical staining demonstrated positivity of nuclear expression in tumor cells.

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